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Pin risk
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31	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]October 23, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-24 10:03:11 Options Investment Expiration Exercise Chicago Board Options Exchange Futures exchange Short Pin risk Binary option Financial economics Finance Financial system
32	SR-NASDAQ[removed]Page 31 of 39 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-24 10:03:58 Options Exercise Expiration Strike price Short Binary option Pin risk Financial economics Finance Financial system
33	SR-BX[removed]Page 31 of 38 EXHIBIT 5 The text of the proposed rule change is below. Proposed new language is Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-10-24 10:03:12 Financial system Exercise Expiration Strike price Moneyness Pin risk Employee stock option Financial economics Options Finance
34	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]August 1, 2013 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectivenes Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-01 18:48:34 Investment Expiration Exercise Chicago Board Options Exchange Options Securities Exchange Act Short Pin risk OneChicago LLC Financial economics Finance Financial system
35	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]May 17, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of an Advance Notice to Change the Expira Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-05-20 13:58:12 Options Expiration Investment Exercise Option Futures contract Short Pin risk Financial economics Finance Financial system
36	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]September 11, 2013 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Ch Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-12 06:28:43 Options Expiration Investment Exercise Futures contract Pin risk Financial economics Finance Financial system
37	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]June 14, 2013 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing to Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-06-17 09:55:41 Expiration Investment Exercise Options Options Clearing Corporation Futures contract Dodd–Frank Wall Street Reform and Consumer Protection Act Pin risk Financial economics Finance Financial system
38	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BX[removed]August 26, 2013 Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-08-27 12:32:38 Investment Expiration Exercise Option Futures exchange Securities Exchange Act Chicago Board Options Exchange Short Pin risk Financial economics Finance Financial system
39	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEMKT[removed]September 11, 2013 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-12 06:29:08 Options Investment Expiration Exercise Futures contract Futures exchange Pin risk Binary option Financial economics Finance Financial system
40	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ISE[removed]November 19, 2013 Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-11-20 11:44:37 Options Investment Expiration Exercise Chicago Board Options Exchange Short Pin risk Binary option Financial economics Finance Financial system

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